DEVELOPMENTS IN PRACTICE AREAS
RECENT LITIGATIONS
| CASE NAME | DOCKET # | ROLE |
|---|---|---|
| BLACKBOOK CAPITAL LLC. v. ASAD FARRAJ |
FINRA NO. 14-01576 | CLAIMANT’S COUNSEL |
| ARTHUR & LOUISE WICKETT, et. al., v. BLACKBOOK CAPITAL LLC. and STEVEN WANEK. |
FINRA NO. 14-03854 | CLAIMANT’S COUNSEL |
| BLACKBOOK CAPITAL LLC. v. AHMED GADELKAREEM. |
FINRA NO. 14-018125 | CLAIMANT’S COUNSEL |
| AHMED GADELKAREEM v. BLACKBOOK CAPITAL LLC |
CIVIL COURT OF STATE OF NEW YORK, CV-2230 SCNY – 2-14-41 |
DEFENSE COUNSEL |
| AHMED GADELKAREEEM v. BLACKBOOK CAPITAL LLC |
CIVIL COURT OF STATE OF NEW YORK, CV – 2230-2-14-1 |
DEFENSE COUNSEL |
| WADDELL JEFFERIES v. LEGEND SECURITIES, INC. et. al. |
FINRA NO. 15-00994 | DEFENSE COUNSEL |
| MAYNARD AXELSON v. CHARLES VISTA LLC., DENNIS HERERRA et. al. |
FINRA 15-02066 | DEFENSE COUNSEL |
| BLACKBOOK CAPITAL LLC. v. DR ALFRED WOODARD |
FINRA NO. 14-03758 | CLAIMANT’S COUNSEL |
| BLACKBOOK CAPITAL LLC. v. JACOB RUSSO |
FINRA NO. 15-00562 | CLAIMANT’S COUNSEL |
| RICHARD BERGHOLDT v. BLACKBOOK CAPITAL LLC., et. al |
FINRA NO. 15-00785 | DEFENSE COUNSEL |
| GREGORY MARTINO and CHRISTOPHER GRIFFITH v. BLACKBOOK CAPITAL LLC., et al. |
FINRA 15-00607 | DEFENSE COUNSEL |
| ANDY ALTAHWI and DANDANA LLC v. STATE OF NEW JERSEY, DEPARTMENT OF THE TREASURY. |
SUP. CT OF NJ CHANCERY DIVISION DOCKET # C-159-16 |
PLAINTIFF’S COUNSEL |
| DREAM USA UNLIMITED CORP.,v. ELIZABETH DOHERTY, et. al | SUP. CT. OF NJ LAW DIVISION, BERGEN COUNTY SP. CIV. PART, # BER-LT-5634-16 |
DEFENSE COUNSEL |
SECURITIES AND EXCHANGE COMMISSION
VS
PETROGAS OVERSEAS TRADING, LP
4-10 CV -395-A (N.D. TX)
DEFENSE COUNSEL
UNITED STATES OF AMERICA
V
JEROME OSBERGER
(US DISTRICT COURT D. NEBRASKA)
8:08CR289
PLAINTIFF’S COUNSEL IN PRE-INDICTMENT CIVIL ACTION AGAINST OSBERGER’S BANKS. ASSISTED LEAD COUNSEL IN THE CRIMINAL PROCEEDINGS.
RECENT SEC FILINGS
| ISSUER | TYPE | STATUS |
|---|---|---|
| ALLIANCE FREIGHT LINES INC | FORM 1-A | QUALIFIED/EFFECTIVE |
| TAHAWI AIRCRAFT CORP | FORM 1-A | QUALIFIED/EFFECTIVE |
| PHOENIX REALTY, INC. | FORM 1-A | QUALIFIED/EFFECTIVE |
| WALL STREET ACQUISITIONS CORP | FORM 10 | COMPLETED / EFFECTIVE |
Recently Completed FINRA Investigations
Mr. Ogele represented Mr. KW in a recent FINRA investigation for churning, excessive trading, excessive commission and cost-equity ratio and other alleged violations. The investigation including responding to regulatory inquiries and appearance for On-the-Record Interview during which FINRA Enforcement Staff took deposition of KW. The investigation was subsequently dismissed and filed without action as a result of Mr. Ogele’s vigorous defense of KW. Successful defense of KW was possible because of Mr. Ogele’s extensive understanding of brokerage industry rules and regulations and industry practices.
